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Inspection Preparedness

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By Ian Lanza, Life Sciences Operations Coordinator

Being prepared for a state or federal environmental agency inspection can mean the difference between passing with flying colors and non-compliance. Often state and federal inspectors do not give prior notice of an inspection, or very short notice (a day or two). Today is the time to prepare your facility for an inspection!

You should have an Inspection Plan to which key institutional stakeholders have been trained. Having a plan where key stakeholders know how to immediately respond to a surprise inspection is vital. Key stakeholders include:

• The receptionist
• EH&S staff
• Department managers
• Hazardous waste generators

Receptionist
Upon arrival, the receptionist should be prepared to accept the inspector into the facility and calmly notify the other key stakeholders of the inspection. Do not allow the inspector beyond the front lobby until the EH&S manager has arrived onsite.


EH&S
Generally, the EH&S staff will accompany the inspector throughout the facility. Greet the inspector and bring him/ her to a conference room to gain a clear understanding of the purpose and objective of the inspection. Do not offer any other details which are not specifically asked for.


Department Managers
Department Managers should be notified that their areas will be inspected for environmental compliance by a state or federal agency. Employees working in these areas should be respectful and honest with any regulatory figure. I have often found that employees tend to be on their best behavior when they know there is an inspection as well.


Hazardous Waste Generators
Any employee who generates or manages hazardous waste will probably be interviewed by the inspector at the point of waste generation or collection. This is why it is important for responsible employees to have a comprehensive understanding of their role and obligations because the inspector will test them. If the inspector finds a compliance issue, the responsible employee should not get defensive, but should acknowledge the issue and correct it immediately.


Being prepared for regulatory inspections can mean the difference between passing and failing the audit. You should bring together all applicable stakeholders, train them on their role and responsibilities, and get them prepared for a surprise inspection.

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